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Join our Team

With more than 80 employees working across five offices, working at Hawksmoor offers you the opportunity to join a friendly team and to work in a forward-thinking environment.

Our people are the key to Hawksmoor’s success, and we actively seek feedback and engagement in order to develop our organisation. Our open-door policy, short reporting lines, together with our employee survey and confidential suggestion box, means that when you join Hawksmoor, your voice will be heard.

But we know life’s not all about work. Ensuring the work-life balance of our team is one of our key commitments, and in addition, we offer a competitive rewards benefits package.

We also want to contribute to the communities in which we operate, so we have a Volunteering Policy which enables you to take a day’s paid leave to support a charity of your choice.

We are committed to equality of opportunity for all, supporting and encouraging under-represented groups and those looking to return to work from a career break. We care passionately about our staff and are committed to promoting and protecting the physical and mental health of all our employees.

We are proud to be part of the PIMFA ‘Make It’ campaign, encouraging a new wave of diverse talent to join the industry and ‘make it’ their own. Find out more about the campaign, and watch the campaign videos here.

If Hawksmoor seems like the right fit for you, please see our current opportunities below.

Compliance Operations Assistant

Location: Exeter, UK

Company: AGL

Department: Compliance

Job reference: AGL-COA

To support the delivery of a high-quality, compliance service to the Compliance, Risk & Financial Crime Team as well as the wider business.

Read more

Experience: Literate and numerate with financial services knowledge. Strong communication & relationship building skills. Consumer focussed with a high level of integrity & attention to detail

Looking for a role where you can use your admin and organisational skills to develop your career?

Do you enjoy working collaboratively, solving problems, and making a positive difference to both your company and your clients?

Working with a small, friendly, team with lots to learn - this is a great opportunity to build your career in compliance.

Where do you fit in?

You’ll join a growing group, assisting our Investment Management compliance team by providing a high level of admin support. With a variety of work, you could be talking to a client, writing letters, or crunching numbers on Excel. Using your IT skills and attention to detail, you’ll assist with the production of reports and Management Information, in addition to keeping our compliance records up to date. You’ll also have the chance to and assist senior team members on projects.

Day to day, you’ll be involved with:

  • Compliance & Regulatory Support – You’ll maintain compliance registers, assist with regulatory submissions, reports, and governance documents
  • Monitoring & Risk Management – You’ll carry out compliance validation checks, spot tests, and incident monitoring; liaise with business owners on actions
  • Team & Business Support – Respond to queries, manage the compliance inbox and systems, support committee meetings,

What’s in it for you?

  • A competitive salary and great benefits, including private medical care, paid birthday leave and staff discounts
  • The chance to gain experience & qualifications within a friendly, expanding business
  • A varied and busy role ​with lots of opportunities to learn

What do you need to succeed?

  • Positive with an enquiring mind. Strong numeracy, literacy, and IT skills. Experience within the investment management / financial services industry or with complaint handling would be helpful- although we’re happy to provide training
  • Strong communicator and relationship builder – With excellent written and verbal skills, you’ll be able to engage with colleagues at all levels. Professional, and skilled at influencing, advising, and supporting others
  • Driven and ethical – You’ll be consumer-focused with a high level of integrity and attention to detail. Results-oriented, collaborative, and able to work independently to deliver positive outcomes in fast-moving environments

We work Monday to Friday from 9am to 5pm.

You'll be based at Hawksmoor Investment Management’s central Exeter office, with hybrid working available on successful completion of your training period.

This role could also be based from our offices in Taunton, Bath or Salisbury if these locations are preferable.

Who are Argentis Group Limited? 

This position is with Argentis Group Limited- an Independent Financial Advice firm, authorised by the Financial Conduct Authority.

We have one mission at our core: giving our clients confidence in their finances. We offer a broad range of wealth management and financial planning services to our clients, ranging from large scale investors and companies to individuals and small businesses.

We are looking for talented people to join our teams, to help us achieve our common goals and build for the future.

Apply now

Compliance Operations Assistant

Location: Bath, UK

Company: AGL

Department: Compliance

Job reference: AGL-COA-Bath

To support the delivery of a high-quality, compliance service to the Compliance, Risk & Financial Crime Team as well as the wider business.

Read more

Experience: Literate and numerate with financial services knowledge. Strong communication & relationship building skills. Consumer focussed with a high level of integrity & attention to detail

Looking for a role where you can use your admin and organisational skills to develop your career?

Do you enjoy working collaboratively, solving problems, and making a positive difference to both your company and your clients?

Working with a small, friendly, team with lots to learn - this is a great opportunity to build your career in compliance.

Where do you fit in?

You’ll join a growing group, assisting our Investment Management compliance team by providing a high level of admin support. With a variety of work, you could be talking to a client, writing letters, or crunching numbers on Excel. Using your IT skills and attention to detail, you’ll assist with the production of reports and Management Information, in addition to keeping our compliance records up to date. You’ll also have the chance to and assist senior team members on projects.

Day to day, you’ll be involved with:

  • Compliance & Regulatory Support – You’ll maintain compliance registers, assist with regulatory submissions, reports, and governance documents
  • Monitoring & Risk Management – You’ll carry out compliance validation checks, spot tests, and incident monitoring; liaise with business owners on actions
  • Team & Business Support – Respond to queries, manage the compliance inbox and systems, support committee meetings,

What’s in it for you?

  • A competitive salary and great benefits, including private medical care, paid birthday leave and staff discounts
  • The chance to gain experience & qualifications within a friendly, expanding business
  • A varied and busy role ​with lots of opportunities to learn

What do you need to succeed?

  • Positive with an enquiring mind. Strong numeracy, literacy, and IT skills. Experience within the investment management / financial services industry or with complaint handling would be helpful- although we’re happy to provide training
  • Strong communicator and relationship builder – With excellent written and verbal skills, you’ll be able to engage with colleagues at all levels. Professional, and skilled at influencing, advising, and supporting others
  • Driven and ethical – You’ll be consumer-focused with a high level of integrity and attention to detail. Results-oriented, collaborative, and able to work independently to deliver positive outcomes in fast-moving environments

We work Monday to Friday from 9am to 5pm.

You'll be based at Hawksmoor Investment Management’s Bath office (BA2 3GZ), with hybrid working available on successful completion of your training period.

This role could also be based from our Hawksmoor offices in Taunton, Exeter or Salisbury if these locations are preferable.

Who are Argentis Group Limited? 

This position is with Argentis Group Limited- an Independent Financial Advice firm, authorised by the Financial Conduct Authority.

We have one mission at our core: giving our clients confidence in their finances. We offer a broad range of wealth management and financial planning services to our clients, ranging from large scale investors and companies to individuals and small businesses.

We are looking for talented people to join our teams, to help us achieve our common goals and build for the future.

Apply now

Compliance Operations Assistant

Location: Taunton, UK

Company: AGL

Department: Compliance

Job reference: AGL-COA - Taunton

To support the delivery of a high-quality, compliance service to the Compliance, Risk & Financial Crime Team as well as the wider business.

Read more

Experience: Literate and numerate with financial services knowledge. Strong communication & relationship building skills. Consumer focussed with a high level of integrity & attention to detail

Looking for a role where you can use your admin and organisational skills to develop your career?

Do you enjoy working collaboratively, solving problems, and making a positive difference to both your company and your clients?

Working with a small, friendly, team with lots to learn - this is a great opportunity to build your career in compliance.

Where do you fit in?

You’ll join a growing group, assisting our Investment Management compliance team by providing a high level of admin support. With a variety of work, you could be talking to a client, writing letters, or crunching numbers on Excel. Using your IT skills and attention to detail, you’ll assist with the production of reports and Management Information, in addition to keeping our compliance records up to date. You’ll also have the chance to and assist senior team members on projects.

Day to day, you’ll be involved with:

  • Compliance & Regulatory Support – You’ll maintain compliance registers, assist with regulatory submissions, reports, and governance documents
  • Monitoring & Risk Management – You’ll carry out compliance validation checks, spot tests, and incident monitoring; liaise with business owners on actions
  • Team & Business Support – Respond to queries, manage the compliance inbox and systems, support committee meetings,

What’s in it for you?

  • A competitive salary and great benefits, including private medical care, paid birthday leave and staff discounts
  • The chance to gain experience & qualifications within a friendly, expanding business
  • A varied and busy role ​with lots of opportunities to learn

What do you need to succeed?

  • Positive with an enquiring mind. Strong numeracy, literacy, and IT skills. Experience within the investment management / financial services industry or with complaint handling would be helpful- although we’re happy to provide training
  • Strong communicator and relationship builder – With excellent written and verbal skills, you’ll be able to engage with colleagues at all levels. Professional, and skilled at influencing, advising, and supporting others
  • Driven and ethical – You’ll be consumer-focused with a high level of integrity and attention to detail. Results-oriented, collaborative, and able to work independently to deliver positive outcomes in fast-moving environments

We work Monday to Friday from 9am to 5pm.

You'll be based at Hawksmoor Investment Management’s Taunton office, with hybrid working available on successful completion of your training period.

This role could also be based from our offices in Exeter, Bath or Salisbury if these locations are preferable.

Who are Argentis Group Limited? 

This position is with Argentis Group Limited- an Independent Financial Advice firm, authorised by the Financial Conduct Authority.

We have one mission at our core: giving our clients confidence in their finances. We offer a broad range of wealth management and financial planning services to our clients, ranging from large scale investors and companies to individuals and small businesses.

We are looking for talented people to join our teams, to help us achieve our common goals and build for the future.

Apply now

Compliance Operations Assistant

Location: Salisbury, UK

Company: AGL

Department: Compliance

Job reference: AGL-COA-Sals

To support the delivery of a high-quality, compliance service to the Compliance, Risk & Financial Crime Team as well as the wider business.

Read more

Experience: Literate and numerate with financial services knowledge. Strong communication & relationship building skills. Consumer focussed with a high level of integrity & attention to detail

Looking for a role where you can use your admin and organisational skills to develop your career?

Do you enjoy working collaboratively, solving problems, and making a positive difference to both your company and your clients?

Working with a small, friendly, team with lots to learn - this is a great opportunity to build your career in compliance.

Where do you fit in?

You’ll join a growing group, assisting our Investment Management compliance team by providing a high level of admin support. With a variety of work, you could be talking to a client, writing letters, or crunching numbers on Excel. Using your IT skills and attention to detail, you’ll assist with the production of reports and Management Information, in addition to keeping our compliance records up to date. You’ll also have the chance to and assist senior team members on projects.

Day to day, you’ll be involved with:

  • Compliance & Regulatory Support – You’ll maintain compliance registers, assist with regulatory submissions, reports, and governance documents
  • Monitoring & Risk Management – You’ll carry out compliance validation checks, spot tests, and incident monitoring; liaise with business owners on actions
  • Team & Business Support – Respond to queries, manage the compliance inbox and systems, support committee meetings,

What’s in it for you?

  • A competitive salary and great benefits, including private medical care, paid birthday leave and staff discounts
  • The chance to gain experience & qualifications within a friendly, expanding business
  • A varied and busy role ​with lots of opportunities to learn

What do you need to succeed?

  • Positive with an enquiring mind. Strong numeracy, literacy, and IT skills. Experience within the investment management / financial services industry or with complaint handling would be helpful- although we’re happy to provide training
  • Strong communicator and relationship builder – With excellent written and verbal skills, you’ll be able to engage with colleagues at all levels. Professional, and skilled at influencing, advising, and supporting others
  • Driven and ethical – You’ll be consumer-focused with a high level of integrity and attention to detail. Results-oriented, collaborative, and able to work independently to deliver positive outcomes in fast-moving environments

We work Monday to Friday from 9am to 5pm.

You'll be based at Hawksmoor Investment Management’s central Salisbury office, with hybrid working available on successful completion of your training period.

This role could also be based from our offices in Taunton, Bath or Exeter if these locations are preferable.

Who are Argentis Group Limited? 

This position is with Argentis Group Limited- an Independent Financial Advice firm, authorised by the Financial Conduct Authority.

We have one mission at our core: giving our clients confidence in their finances. We offer a broad range of wealth management and financial planning services to our clients, ranging from large scale investors and companies to individuals and small businesses.

We are looking for talented people to join our teams, to help us achieve our common goals and build for the future.

Apply now

Wealth Management Administrator - New Business Team - Hybrid

Location: London, United Kingdom

Company: AWM

Department: Administration

Job reference: AWM-NBA-Lon

To submit all our client’s new business applications and transactions. To support our advisers and play a pivotal part in the delivery of our client journey, Collaborate with the paraplanning and administration teams to ensure an efficient process is followed to support and deliver a first-class service to our clients.

Read more

Experience: Experience within Financial Services - excellent admin skills, confidence with IT, able to meet deadlines and prioritise

Looking to join a company, that can provide you with the skills, experience and qualifications to further your career?

Are you an experienced financial services administrator looking to join a friendly team within a growing group?

If you are experienced within Financial Services, awesome at admin with accuracy, and working to deadlines, then we’d love to hear from you.

Where do you fit in?

You’ll be part of a team submitting new business applications and transactions. Responsible for keeping track of your cases from start to finish, you’ll ensure that your records are up to date and that we are not missing any payments or vital information. You’ll speak to providers - and occasionally clients – and issue suitability reports.

You’ll carry out regulatory checks and update everyone involved, working closely with other teams to deliver a successful client journey.

IT and system savvy, you’ll be able to navigate around third-party platforms. You’ll be aware of deadlines and the need to prioritise, as some of your work will be time sensitive. You’ll use your excellent admin skills and attention to detail to deliver a first-class service to our clients, ensuring the success of your team and our business.

What’s in it for you?

  • A competitive salary + benefits including paid birthday leave, private medical insurance and discounts from a variety of websites
  • A busy and varied role where you’ll always have plenty to do
  • Chances to learn, working within a friendly team

What do you need to be successful?

  • Admin experience within a Financial Services industry is a must please, along with excellent communication skills.
  • The ability to meet deadlines - effectively organising and prioritising your workload, alongside your team
  • Adaptable, friendly and willing to learn

We work 35 hours per week, Monday to Friday. 

You'll be based at our offices in London (EC3N 3AA) with hybrid working available following the successful completion of your training period.

Who are Argentis Group Limited?

This position is with Argentis Wealth Management - an Independent Financial Advice firm, authorised by the Financial Conduct Authority, owned by Argentis Group.

We have one mission at our core: giving our clients confidence in their finances. We offer a broad range of wealth management and financial planning services to our clients, ranging from large scale investors and companies to individuals and small businesses. We are looking for talented people to join our teams, to help us achieve our common goals and build for the future.

Apply now

Compliance Monitoring Officer - Wealth Management

Location: Taunton, UK

Company: AGL

Department: Compliance

Job reference: AGLCMO -T Dec 25

Responsible for undertaking the risk based second line monitoring function activities to deliver effective compliance monitoring in all areas of the Company as directed by the Head of Compliance and Risk.

Read more

Experience: Good knowledge of the FCA Handbook, including COBS, DISP and COLL. Extensive relevant experience of working within a Compliance role in a financial services organisation.

This role can be based in , Taunton, Exeter, Bath, or Salisbury, with hybrid working available.

Looking for a compliance role where you can make a real impact?

If you’re ready to apply your technical, product and regulatory knowledge in a role that combines challenge, responsibility, and support, then we’d love to hear from you.

Where do you fit in?

Working within our second line of defence team, you’ll play a key role in delivering high-quality oversight and actionable insights across a range of regulatory areas. Working closely with our Head of Compliance and Risk, you’ll help shape and deliver the annual Compliance Monitoring Plan, conduct thematic and periodic reviews, and produce meaningful reporting that supports positive client outcomes.

You’ll support action tracking, breach management, monitoring of customer outcomes, and the ongoing maintenance of compliance frameworks and systems. Consumer Duty is central to our oversight approach, and you’ll help ensure we continue to evidence good client outcomes across products, services, and interactions.

Your role will involve:
• Testing controls and delivering in-depth monitoring reviews
• Collaborating with IT to build and refine exception reports
• Focusing on key regulatory areas such as Best Execution and Market Abuse
• Supporting the integration of Consumer Duty across our monitoring activities
• Producing clear, well-structured reports for senior leaders and governance bodies

You’ll join a supportive, knowledgeable team where your input matters, within a business that values clarity, accountability, and collaboration. If you’re curious, analytical, and committed to high standards, this could be the ideal next step in your compliance career.

What’s in it for you?

  • A competitive salary + benefits including private medical insurance, paid birthday leave, and a staff discount platform
  • A busy, varied role within an expanding business
  • Professional growth within a positive, customer focused environment. You’ll be part of a team that prioritises excellent client outcomes

What do you need to succeed?

  • Compliance monitoring and testing experience within investment or wealth management is essential, please
  • Strong working knowledge of the FCA Handbook (COBS, DISP, COLL)
  • Ability to interpret regulatory requirements and turn them into actionable insights. Clear, concise communication skills and a collaborative approach

You’ll need to be based within an easily commutable distance of one of our offices in  Taunton, Exeter, Bath, or Salisbury.

We work 35 hours per week, Monday to Friday, with hybrid working available after successful completion of your training period. This is typically 2–3 days per week in one of our offices, with the rest from home.

Who are Argentis Group Limited? 

This position is with Argentis Group Limited- an Independent Financial Advice firm, authorised by the Financial Conduct Authority.

We have one mission at our core: giving our clients confidence in their finances. We offer a broad range of wealth management and financial planning services to our clients, ranging from large scale investors and companies to individuals and small businesses.

We are looking for talented people to join our teams, to help us achieve our common goals and build for the future.

Apply now

Compliance Monitoring Officer - Wealth Management

Location: Bath, UK

Company: AGL

Department: Compliance

Job reference: AGLCMO Bath Dec 25

Responsible for undertaking the risk based second line monitoring function activities to deliver effective compliance monitoring in all areas of the Company as directed by the Head of Compliance and Risk.

Read more

Experience: Good knowledge of the FCA Handbook, including COBS, DISP and COLL. Extensive relevant experience of working within a Compliance role in a financial services organisation.

This role can be based in  Bath, Exeter, Taunton, or Salisbury, with hybrid working available.

Looking for a compliance role where you can make a real impact?

If you’re ready to apply your technical, product and regulatory knowledge in a role that combines challenge, responsibility, and support, then we’d love to hear from you.

Where do you fit in?

Working within our second line of defence team, you’ll play a key role in delivering high-quality oversight and actionable insights across a range of regulatory areas. Working closely with our Head of Compliance and Risk, you’ll help shape and deliver the annual Compliance Monitoring Plan, conduct thematic and periodic reviews, and produce meaningful reporting that supports positive client outcomes.

You’ll support action tracking, breach management, monitoring of customer outcomes, and the ongoing maintenance of compliance frameworks and systems. Consumer Duty is central to our oversight approach, and you’ll help ensure we continue to evidence good client outcomes across products, services, and interactions.

Your role will involve:
• Testing controls and delivering in-depth monitoring reviews
• Collaborating with IT to build and refine exception reports
• Focusing on key regulatory areas such as Best Execution and Market Abuse
• Supporting the integration of Consumer Duty across our monitoring activities
• Producing clear, well-structured reports for senior leaders and governance bodies

You’ll join a supportive, knowledgeable team where your input matters, within a business that values clarity, accountability, and collaboration. If you’re curious, analytical, and committed to high standards, this could be the ideal next step in your compliance career.

What’s in it for you?

  • A competitive salary + benefits including private medical insurance, paid birthday leave, and a staff discount platform
  • A busy, varied role within an expanding business
  • Professional growth within a positive, customer focused environment. You’ll be part of a team that prioritises excellent client outcomes

​What do you need to succeed?

  • Compliance monitoring and testing experience within investment or wealth management is essential, please
  • Strong working knowledge of the FCA Handbook (COBS, DISP, COLL)
  • Ability to interpret regulatory requirements and turn them into actionable insights. Clear, concise communication skills and a collaborative approach

You’ll need to be based within an easily commutable distance of one of our offices in  Bath, Exeter, Taunton, or Salisbury.

We work 35 hours per week, Monday to Friday, with hybrid working available after successful completion of your training period. This is typically 2–3 days per week in one of our offices, with the rest from home.

Who are Argentis Group Limited? 

This position is with Argentis Group Limited- an Independent Financial Advice firm, authorised by the Financial Conduct Authority.

We have one mission at our core: giving our clients confidence in their finances. We offer a broad range of wealth management and financial planning services to our clients, ranging from large scale investors and companies to individuals and small businesses.

We are looking for talented people to join our teams, to help us achieve our common goals and build for the future.

Apply now

Compliance Monitoring Officer - Wealth Management

Location: Exeter, UK

Company: AGL

Department: Compliance

Job reference: VA396

Responsible for undertaking the risk based second line monitoring function activities to deliver effective compliance monitoring in all areas of the Company as directed by the Head of Compliance and Risk.

Read more

Experience: Good knowledge of the FCA Handbook, including COBS, DISP and COLL. Extensive relevant experience of working within a Compliance role in a financial services organisation.

This role can be based in Exeter, Bath, Taunton, or Salisbury, with hybrid working available.

Looking for a compliance role where you can make a real impact?

If you’re ready to apply your technical, product and regulatory knowledge in a role that combines challenge, responsibility, and support, then we’d love to hear from you.

Where do you fit in?

Working within our second line of defence team, you’ll play a key role in delivering high-quality oversight and actionable insights across a range of regulatory areas. Working closely with our Head of Compliance and Risk, you’ll help shape and deliver the annual Compliance Monitoring Plan, conduct thematic and periodic reviews, and produce meaningful reporting that supports positive client outcomes.

​You’ll support action tracking, breach management, monitoring of customer outcomes, and the ongoing maintenance of compliance frameworks and systems. Consumer Duty is central to our oversight approach, and you’ll help ensure we continue to evidence good client outcomes across products, services, and interactions.

Your role will involve:
• Testing controls and delivering in-depth monitoring reviews
• Collaborating with IT to build and refine exception reports
• Focusing on key regulatory areas such as Best Execution and Market Abuse
• Supporting the integration of Consumer Duty across our monitoring activities
• Producing clear, well-structured reports for senior leaders and governance bodies

You’ll join a supportive, knowledgeable team where your input matters, within a business that values clarity, accountability, and collaboration. If you’re curious, analytical, and committed to high standards, this could be the ideal next step in your compliance career.

What’s in it for you?

  • A competitive salary + benefits including private medical insurance, paid birthday leave, and a staff discount platform
  • A busy, varied role within an expanding business
  • Professional growth within a positive, customer focused environment. You’ll be part of a team that prioritises excellent client outcomes

​What do you need to succeed?

  • Compliance monitoring and testing experience within investment or wealth management is essential, please
  • Strong working knowledge of the FCA Handbook (COBS, DISP, COLL)
  • Ability to interpret regulatory requirements and turn them into actionable insights. Clear, concise communication skills and a collaborative approach

You’ll need to be based within an easily commutable distance of one of our offices in Exeter, Bath, Taunton, or Salisbury.

We work 35 hours per week, Monday to Friday, with hybrid working available after successful completion of your training period. This is typically 2–3 days per week in one of our offices, with the rest from home.

Who are Argentis Group Limited? 

This position is with Argentis Group Limited- an Independent Financial Advice firm, authorised by the Financial Conduct Authority.

We have one mission at our core: giving our clients confidence in their finances. We offer a broad range of wealth management and financial planning services to our clients, ranging from large scale investors and companies to individuals and small businesses.

We are looking for talented people to join our teams, to help us achieve our common goals and build for the future.

Apply now

Compliance Monitoring Officer - Wealth Management

Location: Salisbury, UK

Company: AGL

Department: Compliance

Job reference: AGLCMO S - Dec 25

Responsible for undertaking the risk based second line monitoring function activities to deliver effective compliance monitoring in all areas of the Company as directed by the Head of Compliance and Risk.

Read more

Experience: Good knowledge of the FCA Handbook, including COBS, DISP and COLL. Extensive relevant experience of working within a Compliance role in a financial services organisation.

This role can be based in , or Salisbury, Taunton, Exeter, or Bath, with hybrid working available.

Looking for a compliance role where you can make a real impact?

If you’re ready to apply your technical, product and regulatory knowledge in a role that combines challenge, responsibility, and support, then we’d love to hear from you.

Where do you fit in?

Working within our second line of defence team, you’ll play a key role in delivering high-quality oversight and actionable insights across a range of regulatory areas. Working closely with our Head of Compliance and Risk, you’ll help shape and deliver the annual Compliance Monitoring Plan, conduct thematic and periodic reviews, and produce meaningful reporting that supports positive client outcomes.

You’ll support action tracking, breach management, monitoring of customer outcomes, and the ongoing maintenance of compliance frameworks and systems. Consumer Duty is central to our oversight approach, and you’ll help ensure we continue to evidence good client outcomes across products, services, and interactions.

Your role will involve:
• Testing controls and delivering in-depth monitoring reviews
• Collaborating with IT to build and refine exception reports
• Focusing on key regulatory areas such as Best Execution and Market Abuse
• Supporting the integration of Consumer Duty across our monitoring activities
• Producing clear, well-structured reports for senior leaders and governance bodies

You’ll join a supportive, knowledgeable team where your input matters, within a business that values clarity, accountability, and collaboration. If you’re curious, analytical, and committed to high standards, this could be the ideal next step in your compliance career.

What’s in it for you?

  • A competitive salary + benefits including private medical insurance, paid birthday leave, and a staff discount platform
  • A busy, varied role within an expanding business
  • Professional growth within a positive, customer focused environment. You’ll be part of a team that prioritises excellent client outcomes

What do you need to succeed?

  • Compliance monitoring and testing experience within investment or wealth management is essential, please
  • Strong working knowledge of the FCA Handbook (COBS, DISP, COLL)
  • Ability to interpret regulatory requirements and turn them into actionable insights. Clear, concise communication skills and a collaborative approach

You’ll need to be based within an easily commutable distance of one of our offices in Salisbury, Taunton, Exeter, or Bath.

We work 35 hours per week, Monday to Friday, with hybrid working available after successful completion of your training period. This is typically 2–3 days per week in one of our offices, with the rest from home.

Who are Argentis Group Limited? 

This position is with Argentis Group Limited- an Independent Financial Advice firm, authorised by the Financial Conduct Authority.

We have one mission at our core: giving our clients confidence in their finances. We offer a broad range of wealth management and financial planning services to our clients, ranging from large scale investors and companies to individuals and small businesses.

We are looking for talented people to join our teams, to help us achieve our common goals and build for the future.

Apply now

By applying for any of these positions you understand and agree to Hawksmoor Investment Management using the information you provide for the purposes of recruitment, personnel administration (for new employees) and monitoring. You also agree that this information will be kept for the duration of the recruitment process and for a period of one year thereafter. It is the policy of Hawksmoor Investment Management to protect, and keep secure, all personal data collected.

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