Regulatory Matters

Hawksmoor Investment Management Limited is authorised & regulated by the Financial Conduct Authority Incorporated in England & Wales • Company Number 6307442

 

This Document describes Hawksmoor Investment Management’s (HIM’s) Responsibilities for, and approach to:

 

(1) Treating Customers Fairly

(2) Handling Complaints

(3) Best Execution Policy

(4) Protection of Client Monies and Assets

(5) Conflicts of Interest

(6) Financial Resource Requirements – Pillar 3 Disclosure

(7) Remuneration Policy

 

Please click here to view the entire document on a PDF.